HeyJaredRegielyn Santiago
- Indexed articles, last 90 days
- 7
- Latest publication
- Oct 1, 2026
- Outlet visibility, for InvestmentNews
- Top 1M sites
- Earliest in this view
- Sep 23, 2026
Latest articles
Third Circuit scraps 30-year stock-price test in securities fraud case (opens the original)
Read excerpt
The Third Circuit threw out a nearly 30-year-old rule that let companies escape securities fraud lawsuits by pointing to a quick stock-price recovery. The September 30 decision abrogated what the court called the Oran-Burlington rule - a Third Circuit test that treated a stock price's return to pre-disclosure levels as conclusive proof that a company's false statements were immaterial. The ruling vacated the dismissal of a class action against Ocugen, Inc., a small publicly traded pharmaceutical
Captive insurer fails to shake IRS challenge to $239,773 in tax deductions (opens the original)
Read excerpt
A captive insurance firm tried to end a tax fight with the Internal Revenue Service before trial. A federal court said not so fast. The US Court of Federal Claims on September 25 denied summary judgment to Capstone Associated Services, a Texas-based firm that set up and ran captive insurance companies for closely held businesses. The ruling keeps alive the IRS's challenge to $239,773 in insurance premium deductions Capstone claimed for the 2016 tax year - along with 20 percent accuracy-related p
New York court lets UBS pursue Highland Capital founder over unpaid judgments (opens the original)
Read excerpt
A New York appeals court cleared the way for UBS to pursue the founder of Highland Capital Management personally for over $1 billion in unpaid judgments. The Appellate Division, First Department, modified a lower court order on September 24, keeping alter ego claims alive against the founder while dismissing them against the firm's former general counsel. The dispute traces back to 2007 and 2008, when UBS Securities LLC and UBS AG London Branch entered into a securitization deal - the "Knox Tran
SEC accuses trucking operator of running $127 million Ponzi scheme (opens the original)
Read excerpt
The Securities and Exchange Commission (SEC) alleges a Georgia-based trucking operator ran a $127 million investment scheme that defrauded hundreds of people across the country. The SEC filed a complaint on Sept. 24 in the US District Court for the Middle District of Florida against the operator and his two companies, AKL Transport LLC and Southern Truck Leasing LLC, alleging they sold fraudulent truck-leasing investment contracts to approximately 765 investors from May 2023 through approximatel
Defrauded funds fail to seize convicted advisor's $5.1M in accounts (opens the original)
Read excerpt
A convicted investment advisor owes $364 million in restitution but pays just $100 a month - and a federal appeals court says that is enough. The Second Circuit on September 21 denied a petition from four defrauded entities seeking a court order to force the advisor to turn over the full value of his retirement, life insurance, and financial accounts to satisfy his restitution obligation. The advisor co-founded and ran a registered investment advisor in New York, serving as managing partner and
Publishing over time
Last 90 days. Choose a month to open its work.
Recurring subjects
Named in the text we hold. One piece can cover several.
Audience
Top 1M sites
For InvestmentNews, the outlet · Measured Aug 1, 2026
Website popularity band, not a count of readers or article views.
About this data
Counts cover the work we have indexed. Tone needs enough text and a confident classification. Excerpts and episode notes are not full articles or transcripts.
Identity or attribution wrong? Suggest a correction.