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Peter I. Altman

Reporter · US

Indexed articles, last 90 days
2
Latest publication
Sep 18, 2026
Outlet visibility, for Mondaq
Top 500K sites
Earliest in this view
Jul 15, 2026

Latest articles

  1. Article · Sep 18, 2026 · Peter I. Altman

    SEC Risk Alert Highlights Common Deficiencies In Investment Adviser Annual Compliance Reviews (opens the original)

    Excerpt · Neutral tone · English

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    On September 14, 2026, the staff of the Division of Examinations (the Staff) of the Securities and Exchange Commission (the SEC) issued a Risk Alert highlighting observations from recent examinations regarding registered investment advisers’ compliance with the annual review requirement under Rule 206(4)-7 (the Compliance Rule) of the Investment Advisers Act of 1940 (the Advisers Act). The Risk Alert identifies recurring deficiencies in how advisers conduct, document and follow up on annual revi

  2. Article · Jul 15, 2026 · Peter I. Altman

    CryptoLink Newsletter - April 2026 Updates (opens the original)

    Excerpt · English

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    CryptoLink is a compilation of news stories published by outside organizations. Akin aggregates the stories, but the information contained in them does not necessarily represent the beliefs or opinions of the firm. Akin's April CryptoLink update includes developments and events that occurred in April 2026. Recent enforcement activity across U.S. and international authorities reflects a continued focus on fraud and unregistered activity in the crypto sector. In April 2026, the Department of Justi

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