HeyJaredJames G. Lundy
- Indexed articles, last 90 days
- 2
- Latest publication
- Aug 8, 2026
- Outlet visibility, for natlawreview.com
- Top 1M sites
- Earliest in this view
- Aug 7, 2026
Latest articles
FINRA’s Review of Its Enforcement Program: New Day at FINRA, Too? (opens the original)
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On June 30, 2026, the Financial Industry Regulatory Authority (FINRA or the Authority) published a report prepared by two outside experts — Professor Paul R. Eckert of William & Mary Law School and former Securities and Exchange Commission (SEC) Commissioner Troy A. Paredes of Paredes Strategies — setting forth 24 recommendations for improving FINRA’s enforcement program. The report, commissioned as part of FINRA’s broader “FINRA Forward” initiative, reflects a comprehensive evaluation of FINRA’
CFTC Enforcement Brings Another Event Contracts Case (opens the original)
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On July 31, 2026, the Commodity Futures Trading Commission (CFTC) announced an order filing and settling charges against a former congressman for engaging in manipulative activity in an event contract traded on a registered designated contract market — the CFTC specifically characterized the contract as an event contract “whose underlying event” the former congressman “controlled,” and alleged that he improperly traded on an event he had the power to influence. (See CFTC Press Release No. 9276-2
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