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David M. Lynn

Reporter · US

Indexed articles, last 90 days
10
Latest publication
Sep 15, 2026
Outlet visibility, for Mondaq
Top 500K sites
Earliest in this view
Jul 9, 2026

Latest articles

  1. Article · Sep 15, 2026 · David M. Lynn

    SEC Issues Proposal To Update Regulation Of Transfer Agents (opens the original)

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    Welcome to Goodwin’s Public Company Advisory Practice News Roundup, which highlights the latest developments in Securities and Exchange Commission (the SEC or the Commission) and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. On September 1, the SEC announced a proposal to update the rules and forms that apply to registered transfer agents. The proposal would, among other things: According to the Fact Sheet accompan

  2. Article · Sep 15, 2026 · David M. Lynn

    SEC Submits Several Rulemakings For Review (opens the original)

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    At the end of August 2026, the SEC submitted three significant rulemaking projects to the Office of Information and Regulatory Affairs (OIRA) that would impact public companies and capital raising. OIRA updated its dashboard to indicate that these rulemakings are now subject to OIRA review. While OIRA has up to 90 days to review an agency’s rulemaking, it has typically reviewed most SEC proposals in a much shorter period of time. Once OIRA has completed its review, the Commission will vote on th

  3. Article · Sep 10, 2026 · David M. Lynn

    FDA And SEC Announce MOU To Increase Collaboration Between The Agencies (opens the original)

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    On August 31, 2026, the Food and Drug Administration (FDA) and the SEC announced a memorandum of understanding (MOU) that formalizes and streamlines existing interagency cooperation practices by establishing a written framework for sharing information about FDA-regulated products, companies, and individuals. The MOU is intended to support both agencies’ regulatory and enforcement responsibilities, including the SEC’s review of public company filings and related investigations and resulting enfor

  4. Article · Aug 31, 2026 · David M. Lynn

    SEC To Cease Responding To No-Action Requests On Rule 14a-8 Shareholder Proposal Exclusions (opens the original)

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    Welcome to Goodwin’s Public Company Advisory Practice News Roundup, which highlights the latest developments in Securities and Exchange Commission (the SEC or the Commission) and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. The SEC’s Division of Corporation Finance (the Division) has announced that it will discontinue responding to Rule 14a-8 no-action requests entirely unless and until it announces otherwise. The

  5. Article · Aug 28, 2026 · David M. Lynn

    SEC Submits Executive Compensation Disclosure Rulemaking For OIRA Review (opens the original)

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    On August 26, 2026, the SEC submitted a rule proposal titled “Executive Compensation Disclosure Reform” to the White House’s Office of Information and Regulatory Affairs (OIRA). Those SEC rulemaking initiatives that are under review by OIRA are listed on a dashboard until the review is completed. The SEC signaled that it was considering potential changes to the executive compensation disclosure rules by announcing a roundtable on executive compensation disclosure requirements on May 16, 2025. Th

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