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- Indexed episodes, last 90 days
- 1
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- Sep 17, 2026
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- Sep 17, 2026
Latest episodes
Non-financial misconduct and SMCR Phase 2: Preparing for new FCA rules (opens the original)
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From 1 September 2026, the FCA's final guidance on non-financial misconduct is in effect. The new framework makes clear that bullying, harassment, violence and other serious misconduct are regulatory conduct issues that can affect fitness and propriety, reporting obligations and senior management accountability. Meanwhile, the Enhancing Financial Services Bill and the next phase of SMCR reform is gathering pace. As Phase 2 develops, firms may see a move away from some process-driven requirements
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