HeyJaredFINRA Unscripted
FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry.
- Indexed episodes, last 90 days
- 3
- Latest publication
- Sep 1, 2026
- Audience
- Checking…
- Earliest in this view
- Jul 7, 2026
Latest episodes
The New SIE Exam: Opening Doors to the Securities Industry (opens the original)
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Looking to break into the financial services industry? It is about to get easier. On October 1, 2018, FINRA will launch the Securities Industry Essential (SIE) exam, a new exam that will test concepts fundamental to the securities industry. And you don’t have to be associated with a financial firm to take it! Today, we are joined by John Kalohn, FINRA’s Vice President of Testing & Continuing Education, whose insights might just help you ace the SIE exam.
Inside FINRA's Financial Intelligence Fusion Center (opens the original)
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On this episode of FINRA Unscripted, learn what has happened since the launch of FINRA's Financial Intelligence Fusion Center: how it works, early successes, and how information sharing between FINRA and member firms is transforming the fight against cyber and fraud threats.
How FINRA Turns Member Feedback Into Action (opens the original)
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On this episode of FINRA Unscripted, learn about the many ways members can engage with FINRA—from advisory committees to CEO roundtables—and how that interaction directly shapes rulemaking and drives internal improvements.
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